The Greenberg Traurig Securities Litigation Practice recently published an alert entitled “FINRA Welcomes in the New Year with its 2014 Priorities Letter for Broker-Dealers,” authored by Andy Clark and Terry Weiss. The alert outlines the recently released Regulatory and Examination Priorities Letter from FINRA, which reveals its intended areas of exam focus for 2014 and what it describes as possible risks impacting the financial sector. This alert outlines key components of the letter and may be found here.